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Hong Kong SFC eyeing UK rules for senior managers

Richard Newell
Hong Kong's securities regulator wants to strengthen its oversight of the senior executives of companies licensed in the city but who are based elsewhere.
Hong Kong SFC eyeing UK rules for senior managers

Hong Kong is set to tighten its regulation of senior management at financial services firms, including asset managers, as its securities watchdog looks to implement new rules based on regulations being introduced in the UK.

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