Lam Chun-Yin and Yeung Chok-Cheong received the sanctions for activities they conducted while working at United Simsen Securities in Hong Kong.
The detainment of the boss of Shanghai’s Zexi Investment – the first such case for a private securities manager – may herald more regulatory focus on this part of the industry.
China Asset Management is among five fund firms banned from launching products for up to six months as the securities regulator adopts a zero-tolerance approach to illegal activity.
The country's securities regulator brought the charges against Tiong Kiong Choon in relation to his sale of APL Industries shares while in possession of non-public information.
Trading stocks cross-border between Hong Kong and Shanghai is about to get easier, but that could mean insider dealing will as well.
Koh Huat-Heng paid the Singapore regulator a $40,000 penalty after admitting to insider trading while working as a relationship manager at Maybank.