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AsianInvestor's regulatory roundup, August 12
CSRC chief’s job at risk; HKMA fines Indian bank; FSB delays risk assessment protocols; Asic sees strong fintech progress; and SEC to enforce pay ratio disclosure.
Tag : asic
AsianInvestor's regulatory round-up, Feb 25
SFC bans ex-head of Ping An Securities; Australia clamps down on collective action; MAS looks at crowdfunding; Transparency for US systemic risk process; HK waives ETF tax; China rules to hit foreign IT.
AsianInvestor’s regulatory roundup, Nov 25
Taiwan unveils Singapore stocks link; Australia secures RQFII quota; PBoC releases RQDII rules; Thai Reits set for inheritance tax; Hong Kong signs Fatca as deadline looms; chairmen set for cross-Strait talks; Stability Board urges unity; and Asic eyes disclosure innovation.
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Goldman Sachs pays fine in Australia
The Australian Securities & Investments Commission alleges that Goldman Sachs caused the price of a stock to climb 95% because of an erroneous trade order.
Aussie OTC derivatives proposals draw flak
The country's regulator is introducing mandatory reporting and clearing in stages. But fund managers would be better able to implement the rules if they were introduced at the same time, observers argue.
AsianInvestor's regulatory roundup, June 25
Australia issues disclosure guidelines; Hong Kong starts consultation process; HK, Malaysia join forces to foster Islamic finance; Thailand mulls capital gains tax on stocks; Taiwan to scrap overseas investment cap; PBoC vows to tackle wealth products.
