The securities regulator has appointed Julia Leung as head of intermediaries, only a year after she was named head of investment products, in a surprise move that raises several questions.
Tag : james shipton
The city's securities regulator is broadening its approach to supervising the industry by focusing on corporate culture and encouraging firms to incentivise ethical conduct.
Star manager Bolton calls it quits, SFC appoints Goldman Sachs executive, Nikko hires Japan CLO, Man Group names new Aussie chief and Aussie Super chief executive exits.
Citi adds super funds adviser, Henderson hires in distribution, Newedge names China rep, Moelis eyes Aussie property, Asifma appoints officers, and Kobre & Kim hires five.
