JP Morgan fined for failings in institutional equity business

Dec 15, 2015

Three JP Morgan units have been reprimanded and fined a total of HK$30 million for regulatory breaches and/or internal-control failings in Hong Kong.

JP Morgan fined for failings in institutional equity business

Hong Kong’s securities regulator has reprimanded and fined three units of the JP Morgan group for regulatory breaches and/or internal-control failings within its institutional equities business.

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