Pacific Sun acquitted, SFC loses case

Mar 25, 2013

Hong Kong’s securities regulator failed to convince a judge that Andy Mantel’s Pacific Sun Advisors had done anything wrong in its marketing.

Fund managers operating in Hong Kong are always careful when it comes to the marketing rules of the Securities and Futures Commission. The regulator is committed to enforcing its rules in order to protect investors from mis-selling. But in the case of Pacific Sun Advisors, it overreached.

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