Pacific Sun acquitted, SFC loses case
Hong Kong’s securities regulator failed to convince a judge that Andy Mantel’s Pacific Sun Advisors had done anything wrong in its marketing.
Fund managers operating in Hong Kong are always careful when it comes to the marketing rules of the Securities and Futures Commission. The regulator is committed to enforcing its rules in order to protect investors from mis-selling. But in the case of Pacific Sun Advisors, it overreached.
Sign In to Your Account
Access Exclusive AsianInvestor Content!
Please sign in to your subscription to unlock full access to our premium AI resources.
Free Registration & 7-Day Trial
Register now to enjoy a 7-day free trial—no registration fees required. Click the link to get started.
Note: This free trial is a one-time offer.
¬ Haymarket Media Limited. All rights reserved.