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Former UOB exec banned in HK for three years

Suzy Waite
The Securities and Futures Commission has banned Lam Ka Wo until May 2016 for "dishonest conduct".
Former UOB exec banned in HK for three years

Hong Kong's securities regulator banned Lam Ka Wo for three years after dishonest conduct that could have resulted in a substantial loss for “innocent customers”, according to a filing yesterday by the Securities and Futures Commission.

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