AsianInvestor's regulatory round-up, March 25
HK hedge fund wins advert dispute; CFFEx lists 10-year bond futures; SFC considers dual-share structures; MAS to probe cases with police; Iosco agrees on Asia roadmap; and BIS warns of future fixed income crisis.
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Hong Kong: Hedge fund wins legal battle with SFC
Hong Kong-based hedge fund Pacific Sun has won a long-standing court battle with the city’s Securities and Futures Commission over fund advertisments which the city’s regulator says were published without its approval.
In 2013, the SFC charged Pacific Sun and its director Andrew Mantal for having advertised its funds on its own website and through email without the regulator’s authorisation.
The regulator argued that this contr…
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