Financial firms favour tighter rules on product sellingJoe MarshOct 18, 2009But there is still much discussion over the form those rules should take in Asia.
SFC examines IA selling practicesFeb 24, 2005Although not a witchhunt, regulator''s theme inspection points to flaws in the investment advisor market
SFC reports on IA selling practicesFeb 23, 2005Findings from inspection and investigation designed to further enhance industry awareness of expected standards.