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3rd Annual Compliance Summit Asia
The Editors
Nov 17, 2014
FinanceAsia
in association with
The CorporateTreasurer
and
AsianInvestor
hosted the 3rd Annual Compliance Summit Asia on November 6 at the Ritz-Carlton Hong Kong.
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Brian Tang, Asia Capital Markets Institute
Mark Steward, Securities and Futures Commission
Steve Tarrant, Goldman Sachs
Justin Baldacchino, JP Morgan
Sally Wong, Hong Kong Investment Funds Association
Panel: Hong Kong as the gateway to China
Paul Smith, CFA Institute
Lora Yip, Vanguard Investments Hong Kong
Jonathan Phillips, Bank of America-Merrill Lynch
Arthur Tse, AllianceBernstein
Pauline Wong, State Street Bank & Trust
Panel: How to interpret the tealeaves
James Shipton, Securities and Futures Commission
Sophia Yap, CBRE
Kathryn Ruemmler, Latham & Watkins
Catherine Palmer, Latham & Watkins
Vinci Lam, Hong Kong Department of Justice
Chrisol Correia, LexisNexis Risk Solutions
Panel: Global regulation, local reach
Chad Olsen, Societe Generale Corporate Investment Banking
Kim Frisinger, Citibank
Panel: Tackling AML
Philip Tye, Alternative Investment Management Association
Veronique Lafon-Vinais, Hong Kong University of Science and Technology
Panel: Creating a compliance culture
Brian Tang, Asia Capital Markets Institute
Mark Steward, Securities and Futures Commission
Steve Tarrant, Goldman Sachs
Justin Baldacchino, JP Morgan
Sally Wong, Hong Kong Investment Funds Association
Panel: Hong Kong as the gateway to China
Paul Smith, CFA Institute
Lora Yip, Vanguard Investments Hong Kong
Jonathan Phillips, Bank of America-Merrill Lynch
Arthur Tse, AllianceBernstein
Pauline Wong, State Street Bank & Trust
Panel: How to interpret the tealeaves
James Shipton, Securities and Futures Commission
Sophia Yap, CBRE
Kathryn Ruemmler, Latham & Watkins
Catherine Palmer, Latham & Watkins
Vinci Lam, Hong Kong Department of Justice
Chrisol Correia, LexisNexis Risk Solutions
Panel: Global regulation, local reach
Chad Olsen, Societe Generale Corporate Investment Banking
Kim Frisinger, Citibank
Panel: Tackling AML
Philip Tye, Alternative Investment Management Association
Veronique Lafon-Vinais, Hong Kong University of Science and Technology
Panel: Creating a compliance culture
Brian Tang, Asia Capital Markets Institute
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¬ Haymarket Media Limited. All rights reserved.
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