AsianInvesterAsianInvester
Advertisement

HK SFC proposes more information sharing

Hong Kong's securities regulator is looking to share information with foreign watchdogs for purposes other than enforcement. Separately, it points to shortfalls in selling practices.
HK SFC proposes more information sharing
Hong Kong's Securities and Futures Commission aims to align itself with international norms by sharing information about its licensed entities with its counterparts abroad for supervisory purposes. It is currently only able to share such information for enforcement matters, but the regulator began a consultation on Friday seeking to change this. This comes as financial watchdogs around the world seek more cooperation from their peers, one example being incoming rules unde…
Please sign in or register
for free access to 1 article per month from AsianInvestor’s content and archives of over 16,000 articles.
¬ Haymarket Media Limited. All rights reserved.
Advertisement