sfc

By Rita Raagas De Ramos | 18 October 2007
The regulator makes it easier for companies to manage their Hong Kong-authorised funds from jurisdictions other than the normally acceptable ones.
By Jame DiBiasio | 11 May 2007
Measure expected to trigger a flurry of structured products giving mainland investors access to Hong Kong equities.
By Simon Osborne | 25 October 2006
Alexa Lam of the SFC reflects on the collapse of Amaranth and other issues in the local hedge-fund industry.
By Jame DiBiasio | 7 March 2006
Inland Revenue exempts offshore funds from taxes, bolstering Hong Kong’s claim as Asia’s hub for investment management.
By Jame DiBiasio | 27 February 2006
The Hong Kong asset management firm failed to disclose interests in H shares but gets off lightly.
By Andrew Peck | 24 February 2005
Although not a witchhunt, regulator''s theme inspection points to flaws in the investment advisor market
By Andrew Peck | 23 February 2005
Findings from inspection and investigation designed to further enhance industry awareness of expected standards.
By Jame DiBiasio | 17 January 2005
The regulator''s agenda includes easing rules on retail hedge funds and accommodating European fund rules.
By Jame DiBiasio | 17 August 2004
The investment advisor will pay $33 million to disgruntled investors of loss-making hedge funds.
By Jame DiBiasio | 7 July 2004
Separately, it has suspended the licence of Ernest Maude director Andrew Eden.
By Jame DiBiasio | 15 June 2004
Charles Schmitt & Associates is suspected of defrauding clients of its fund of hedge funds.
By Jame DiBiasio | 3 June 2004
She is going to be CIO for Bank of China''s funds JV with Merrill Lynch.
By Jonathan Wharton | 14 August 2003
Hong Kong regulators explain the controversial penalty against a Goldman Sachs analyst.
By Rob Davies | 6 April 2001
David Webb says he will use his position on the SFC''s Takeovers and Mergers panel to protect public shareholders.
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May 2012 Magazine
AsianInvestor Magazine

What's in this issue

Family offices come of age
Consumer-bank distributors speak
Hedge funds: the next generation