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Distributors
SFC fines Merrill over sale of index-linked notes in 2007
By Leigh Powell | 13 May 2011
The regulator says Merrill failed to assess the objectives of investors. It also fines Core Pacific-Yamaichi International (HK) over the sale of Lehman-related structured products.
Fund Managers
Hong Kong fines Merrill for trading errors
By Jame DiBiasio | 1 June 2010
The Securities and Futures Commission imposes a penalty of HK$3.5 million for mis-marking.
Moves
Merrill bolsters derivatives business with major new hires
By Andrew Peck | 2 June 2006
Hires signal big push in derivatives business at Merrill Lynch.
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May 2012 Magazine
AsianInvestor Magazine

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Family offices come of age
Consumer-bank distributors speak
Hedge funds: the next generation

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