hong kongRemove, securities and futures commissionRemove

By Joe Marsh | 17 August 2010
The number of firms or individuals holding a licence from the Securities and Futures Commission has exceeded the previous record set in November 2008.
By Joe Marsh | 7 June 2010
The new code for unit trusts wins broad support, but question marks remain over fund statements and the use of VaR for valuing derivatives.
By Jame DiBiasio | 3 June 2010
An investigation in Hong Kong fines two executive directors over 'wash' trades stemming from a client's decision to lighten a margin call.
By Joe Marsh | 28 April 2010
Hong Kong's regulator, in its first ever such move, is looking to prohibit the US asset manager from dealing in all listed securities and derivatives following further ...
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May 2012 Magazine
AsianInvestor Magazine

What's in this issue

Family offices come of age
Consumer-bank distributors speak
Hedge funds: the next generation