HK SFC fines Unicorn Securities, bans ex-China Merchants exec

Unicorn Securities and a former employee have been penalised for mishandling clients' money and securities, while an ex-employee of China Merchants Securities has received a 10-month ban.

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September 2016 Magazine
AsianInvestor Magazine

What's in this issue

Expanding ESG in Asia
Q&A: Jupai Holdings
The Brexit fallout for fund managers
Chinese hedge funds step offshore