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HK SFC fines Unicorn Securities, bans ex-China Merchants exec

Joe Marsh
Unicorn Securities and a former employee have been penalised for mishandling clients' money and securities, while an ex-employee of China Merchants Securities has received a 10-month ban.
HK SFC fines Unicorn Securities, bans ex-China Merchants exec

Hong Kong’s securities regulator handed out decisions in two separate cases yesterday, one concerning Unicorn Securities and the other China Merchants Securities (HK).

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