HK SFC bans former BOCI Securities exec

Jul 7, 2014

The Hong Kong regulator has banned Fa Kwan-Lun for 12 months for failing to report securities trading he conducted through his mother-in-law's account and for mishandling clients' money.

Hong Kong’s securities regulator has banned Fa Kwan-Lun from re-entering the industry for 12 months for concealing his personal securities trading activity and mishandling clients’ money.

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