HK SFC bans former BOCI Securities exec

The Hong Kong regulator has banned Fa Kwan-Lun for 12 months for failing to report securities trading he conducted through his mother-in-law's account and for mishandling clients' money.

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September 2016 Magazine
AsianInvestor Magazine

What's in this issue

Expanding ESG in Asia
Q&A: Jupai Holdings
The Brexit fallout for fund managers
Chinese hedge funds step offshore