HK SFC bans former BOCI Securities exec

The Hong Kong regulator has banned Fa Kwan-Lun for 12 months for failing to report securities trading he conducted through his mother-in-law's account and for mishandling clients' money.


Quick Poll

How will you alter your portfolio after the US election result?





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Underweight US
  18%
 
Overweight US
  35%
 
Underweight EMs
  10%
 
Raise cash levels
  25%
 
No change
  12%
TOTAL VOTES: 72
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November 2016 Magazine
AsianInvestor Magazine