HK SFC bans ex-Kaiser exec for 15 months

Li Tak-Wa received the penalty from Hong Kong's Securities and Futures Commission after executing unauthorised trades and recording incorrect client information.


Quick Poll

How will you alter your portfolio after the US election result?





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Underweight US
  16%
 
Overweight US
  44%
 
Underweight EMs
  7%
 
Raise cash levels
  19%
 
No change
  14%
TOTAL VOTES: 149
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