HK SFC bans ex-Kaiser exec for 15 months

Li Tak-Wa received the penalty from Hong Kong's Securities and Futures Commission after executing unauthorised trades and recording incorrect client information.

Quick Poll

Which risk do you perceive as being the most significant for EM investors today?

Previous polls ››

September 2016 Magazine
AsianInvestor Magazine

What's in this issue

Expanding ESG in Asia
Q&A: Jupai Holdings
The Brexit fallout for fund managers
Chinese hedge funds step offshore