Hong Kong securities firm fined HK$1.6 million

The city's Securities and Futures Commission has reprimanded and fined Sun On Tat Securities and one of its responsible officers for managerial and supervisory failures.


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September 2016 Magazine
AsianInvestor Magazine

What's in this issue

Expanding ESG in Asia
Q&A: Jupai Holdings
The Brexit fallout for fund managers
Chinese hedge funds step offshore