SFC fines Hong Kong broker

The SFC fines A One Investment Company HK$1.2 million, citing internal control failures. The regulator is also seeking to wind up a HK-listed firm under section 212 for the first time.

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September 2016 Magazine
AsianInvestor Magazine

What's in this issue

Expanding ESG in Asia
Q&A: Jupai Holdings
The Brexit fallout for fund managers
Chinese hedge funds step offshore