SFC fines Hong Kong broker

The SFC fines A One Investment Company HK$1.2 million, citing internal control failures. The regulator is also seeking to wind up a HK-listed firm under section 212 for the first time.


Quick Poll

How will you alter your portfolio after the US election result?





« View results

Previous polls ››

Underweight US
  17%
 
Overweight US
  42%
 
Underweight EMs
  6%
 
Raise cash levels
  20%
 
No change
  15%
TOTAL VOTES: 142
Comment on this

« Back

Previous polls ››

December 2016/January 2017 Magazine
AsianInvestor Magazine