Broker-dealer banned over false wife recording

Hong Kong’s SFC seeks to send a deterrent message to the market by banning a broker-dealer for three years for pretending his wife is a client on a short-selling order.


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September 2016 Magazine
AsianInvestor Magazine

What's in this issue

Expanding ESG in Asia
Q&A: Jupai Holdings
The Brexit fallout for fund managers
Chinese hedge funds step offshore