HK relationship manager banned over misconduct

Hong Kong’s securities regulator bans a former CIC Investor Services manager for two years, ruling that acting without client knowledge is dishonest.


Quick Poll

How will you alter your portfolio after the US election result?





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Underweight US
  19%
 
Overweight US
  34%
 
Underweight EMs
  6%
 
Raise cash levels
  27%
 
No change
  13%
TOTAL VOTES: 62
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November 2016 Magazine
AsianInvestor Magazine