SFC fines Manulife AM for ‘serious deficiencies’

The regulator fines the firm $3 million for inadequate customer profiling in the distribution of a fund from 2007 to 2012. Separately, it bans a former Morgan Stanley Asia banker for life.


Quick Poll

How will you alter your portfolio after the US election result?





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Underweight US
  18%
 
Overweight US
  34%
 
Underweight EMs
  7%
 
Raise cash levels
  27%
 
No change
  13%
TOTAL VOTES: 67
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November 2016 Magazine
AsianInvestor Magazine