SFC fines Merrill over sale of index-linked notes in 2007

The regulator says Merrill failed to assess the objectives of investors. It also fines Core Pacific-Yamaichi International (HK) over the sale of Lehman-related structured products.


Quick Poll

How will you alter your portfolio after the US election result?





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Underweight US
  19%
 
Overweight US
  34%
 
Underweight EMs
  8%
 
Raise cash levels
  27%
 
No change
  12%
TOTAL VOTES: 64
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November 2016 Magazine
AsianInvestor Magazine