Sun Hung Kai investment arm gets $4 million fine from SFC

Oct 12, 2009

The Hong Kong regulator penalises Sun Hung Kai Investment Services for a longstanding lapse that allowed front-running of client trades.

The Hong Kong Securities and Futures Commission (SFC) has slapped a $4 million fine on Sun Hung Kai (SHK) Investment Services for internal-control failures that contributed to market misconduct.

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